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Joseph Matthew Waluk

Ameriprise Financial Services, LLC

Vienna, VA

Delaplane, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-12-14
TX RA APPROVED 2021-12-10
  • VA RA
    APPROVED
    Since 2021-12-14
  • TX RA
    APPROVED
    Since 2021-12-10

Branch Locations

8045 Leesburg Pike Ste 500, Vienna, VA 22182 • United States

Delaplane, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Artworks By Roxan Dba Waluk Studios Bristow VA 08/2001 12/2021
Wells Fargo Advisors Llc Mclean VA 11/2010 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 12/2021
Ameriprise Financial Services Llc Vienna VA 12/2021 Present
Previous Registrations
  • 2010-11-12 → 2021-12-20
    Wells Fargo Clearing Services, Llc
    Columbia, MD
    Manassas, VA
    Manassas, VA
    Mclean, VA
    Mclean, VA
    Gainesville, VA
    Centreville, VA
    Manassas, VA
    Manassas, VA
  • 2008-02-06 → 2010-11-15
    Bb&T Investment Services, Inc.
    Stafford, VA
    Culpeper, VA
    Indian Trail, NC
    Charlotte, NC
    Roanoke, VA
    Bealeton, VA
    Woodbridge, VA
    Woodbridge, VA
    Woodbridge, VA
    Charlotte, NC
    Fredericksburg, VA
    Walkersville, MD
    Woodbridge, VA
    Warrenton, VA
    Warrenton, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 1993-02-18
  • S65 Uniform Investment Adviser Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    1993-02-18

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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