Robert Stephen Wood

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2016-06-28

CT RA
APPROVED

Since 2016-06-28

Branch Locations

Redding, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	06/2016	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2016	Present

06/2016 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
06/2016 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2006-06-02 → 2016-06-27

Commonwealth Financial Network

New Canaan, CT
2001-05-02 → 2006-06-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Stamford, CT

Other Businesses

1.RENTAL PROPERTY OWNER, GOLDENS BRIDGE, NY, 8/1985. NIR - 1 HR/MO - 0/TRADING. 2.RENTAL PROPERTY OWNER, REDDING, CT, 3/2008. NIR - 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 45 HR/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.TUREVESTMENTADVISORS, 161 CHEERY ST, NEW CANAAN, CT, 6/2016, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INVREL, 2HRS/MO, 2HRS/TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-11
S63	Uniform Securities Agent State Law Examination	1994-10-14

S65 Uniform Investment Adviser Law Examination

1997-12-11
S63 Uniform Securities Agent State Law Examination

1994-10-14

Other Names

Bob Wood

View on SEC IAPD