Adam Jesse Gurien

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-06-10
FL	RA	APPROVED	2021-02-10
TX	RA	APPROVED_RES	2011-10-25
NJ	RA	APPROVED	2011-08-26

DE RA
APPROVED

Since 2025-06-10
FL RA
APPROVED

Since 2021-02-10
TX RA
APPROVED_RES

Since 2011-10-25
NJ RA
APPROVED

Since 2011-08-26

Branch Locations

Summit, NJ • United States

3507 Kyoto Gardens Dr, Palm Beach Gardens, FL 33410 • United States

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Jupiter, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Short Hills	NJ	08/2011	Present
Bank Of America, N.A.	Short Hills	NJ	10/2011	Present

08/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ
10/2011 → Present

Bank Of America, N.A.

Short Hills, NJ

Previous Registrations

2001-07-02 → 2011-08-22

Wells Fargo Clearing Services, Llc

Mountainside, NJ

Mountainside, NJ

Short Hills, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-01-12
S65	Uniform Investment Adviser Law Examination	1993-01-11

S63 Uniform Securities Agent State Law Examination

1993-01-12
S65 Uniform Investment Adviser Law Examination

1993-01-11