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David Mulrooney

Wells Fargo Clearing Services, LLC

Atlanta, GA

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-10
  • GA RA
    APPROVED
    Since 2026-03-10

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Knoxville TN 08/2016 12/2018
Bbtis Charlotte NC 09/2016 12/2018
Bb&T Securities, Llc Knoxville TN 01/2018 12/2018
Cadence Bank Atlanta GA 08/2019 12/2020
Lpl Financial Llc Atlanta GA 12/2020 03/2022
Unemployed Knoxville TN 01/2019 08/2019
Wells Fargo Clearing Services, Llc Atlanta GA 08/2025 Present
Stock Yards Bank Cincinnati OH 09/2023 04/2025
Unemployed Knoxville TN 03/2022 08/2023
Not Employed Knoxville TN 05/2025 07/2025
  • 08/2016 → 12/2018
    Bb&T
    Knoxville, TN
  • 09/2016 → 12/2018
    Bbtis
    Charlotte, NC
  • 01/2018 → 12/2018
    Bb&T Securities, Llc
    Knoxville, TN
  • 08/2019 → 12/2020
    Cadence Bank
    Atlanta, GA
  • 12/2020 → 03/2022
    Lpl Financial Llc
    Atlanta, GA
  • 01/2019 → 08/2019
    Unemployed
    Knoxville, TN
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
  • 09/2023 → 04/2025
    Stock Yards Bank
    Cincinnati, OH
  • 03/2022 → 08/2023
    Unemployed
    Knoxville, TN
  • 05/2025 → 07/2025
    Not Employed
    Knoxville, TN
Previous Registrations
  • 2020-12-16 → 2022-03-30
    Lpl Financial Llc
    Atlanta, GA
  • 2018-01-02 → 2018-12-31
    Bb&T Securities, Llc
    Charlotte, NC
    Knoxville, TN
  • 2017-01-13 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Knoxville, TN
  • 1999-02-23 → 2005-04-07
    Truist Investment Services, Inc.
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S66 Uniform Combined State Law Examination
    2026-03-09
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14
Other Names
  • David Mark Mulrooney

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
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