Joseph S Pagano

Current Employers

Employment History

• 09/2005 → 06/2021
  Woodbury Financial Services
  Woodbury, MN
• 06/2021 → 08/2026
  Commonwealth Financial Network
  San Diego, CA
• 08/2026 → Present
  Kestra Investment Services, Llc
  Westlake Village, CA
• 08/2026 → Present
  Kestra Advisory Services, Llc
  Westlake Village, CA

Previous Registrations

• 2021-06-01 → 2026-08-20
  Commonwealth Financial Network
  San Diego, CA
  Westlake Village, CA
• 2005-09-06 → 2021-06-03
  Woodbury Financial Services, Inc.
  Westlake Village, CA
  Westlake Village, CA
  Westlake Village, CA
• 2005-06-01 → 2005-09-26
  Equitable Advisors, Llc
  Westlake Village, CA
• 1999-11-29 → 2005-06-01
  Mony Securities Corporation
  West Lake Village, CA
• 2002-05-09 → 2003-12-02
  Trusted Securities Advisors Corp.
  Westlake Village, CA

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/13/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PAGANO FINANCIAL POSITION: Agent NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 06/02/1989 ADDRESS: 3625 E THOUSAND OAKS BLVD, SUITE 138, WESTAKE VILLAGE CA 91362, United States DESCRIPTION: SALES REP, SERVICE CLIENT NEEDS Name; NORTHPOINT HOA POSITION: Director NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/21/2025 ADDRESS: 2624 FEATHERWOOD ST, WESTLAKE VILLAGE CA 91362, United States DESCRIPTION: BOARD MEMBER

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-14
• S63 Uniform Securities Agent State Law Examination
  1993-01-21

Other Names

• Joseph Sasin Pagano