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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-03 |
| WA | RA | APPROVED | 2024-01-02 |
| WI | RA | APPROVED | 2024-01-02 |
Branch Locations
Chicago, IL • United States
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Seattle | WA | 02/2022 | 12/2023 |
| Wells Fargo Bank N.A. | Tacoma | WA | 09/2014 | 07/2021 |
| Unemployed | Tacoma | WA | 07/2021 | 02/2022 |
| Robert W. Baird & Co. | Seattle | WA | 12/2023 | Present |
U Post, LLC/ Not-investment-related/ 3610 N Broken Arrow Road, Coeur D Alene, ID / Commercial Property Rental/ start date 1/1/11/ 0 hours devoted to business/0 hours devoted during securities trading/ Non-active Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-10 |
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