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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-03
WA RA APPROVED 2024-01-02
WI RA APPROVED 2024-01-02
  • IL RA
    APPROVED
    Since 2024-01-03
  • WA RA
    APPROVED
    Since 2024-01-02
  • WI RA
    APPROVED
    Since 2024-01-02

Branch Locations

Seattle, WA • United States

Chicago, IL • United States

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 02/2022 12/2023
Wells Fargo Bank N.A. Tacoma WA 09/2014 07/2021
Unemployed Tacoma WA 07/2021 02/2022
Robert W. Baird & Co. Seattle WA 12/2023 Present
  • 02/2022 → 12/2023
    Seattle, WA
  • 09/2014 → 07/2021
    Wells Fargo Bank N.A.
    Tacoma, WA
  • 07/2021 → 02/2022
    Unemployed
    Tacoma, WA
  • 12/2023 → Present
    Robert W. Baird & Co.
    Seattle, WA
Previous Registrations
  • 2022-05-20 → 2023-12-19
    Seattle, WA
  • 2011-01-03 → 2014-09-26
    Bellevue, WA
    Minneapolis, MN
    Tacoma, WA
  • 2003-03-31 → 2011-01-03
    Wells Fargo Investments, Llc
    Bellevue, WA
    Bellevue, WA
    Tacoma, WA
    Bellevue, WA
    Bellevue, WA
Other Businesses

U Post, LLC/ Not-investment-related/ 3610 N Broken Arrow Road, Coeur D Alene, ID / Commercial Property Rental/ start date 1/1/11/ 0 hours devoted to business/0 hours devoted during securities trading/ Non-active Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-27
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S66 Uniform Combined State Law Examination
    2022-04-27
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10
Designations
Other Names
  • Andrea Payne
  • Andrea Lynn Paradise

View on SEC IAPD

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