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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

West Palm Beach, FL • United States

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Boca Raton, FL
Previous Registrations
  • 2008-01-18 → 2009-06-01
    Morgan Stanley & Co. Llc
    Boca Raton, FL
  • 2003-07-01 → 2008-01-02
    Boca Raton, FL
    Boca Raton, FL
  • 2001-05-02 → 2003-07-01
    Prudential Equity Group, Llc
    Boca Raton, FL
Other Businesses

*518562 - Trust; Investment related: Yes; West Palm Beach, Florida; Trust; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); 03/2017; During business hours: 1; After business hours: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-22
S63 Uniform Securities Agent State Law Examination 1997-02-04
  • S65 Uniform Investment Adviser Law Examination
    2005-09-22
  • S63 Uniform Securities Agent State Law Examination
    1997-02-04
Other Names
  • Erica Zangrillo
  • Erica M Zangrillo

View on SEC IAPD

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