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William Richard Tomes

Total Wealth Planning And Management, Inc.

Ponte Vedra, FL

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Current Employers
Total Wealth Planning And Management, Inc.

Ponte Vedra, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-07
PA RA APPROVED 2013-06-07
FL RA APPROVED 2013-06-06
  • TX RA
    APPROVED_RES
    Since 2017-04-07
  • PA RA
    APPROVED
    Since 2013-06-07
  • FL RA
    APPROVED
    Since 2013-06-06

Branch Locations

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ponte Vedra FL 04/2012 12/2016
Total Wealth Planning And Management, Inc. Ponte Vedra Beach FL 01/2012 Present
Raymond James Financial Services Advisors Inc. Ponte Vedra Beach FL 04/2012 12/2016
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-03
S65 Uniform Investment Adviser Law Examination 1997-06-03
  • S63 Uniform Securities Agent State Law Examination
    1997-06-03
  • S65 Uniform Investment Adviser Law Examination
    1997-06-03
Designations
Other Names
  • William Richard Jr Tomes
  • William Richard Tomes
  • William Richard Tomes Jr.
  • William Richard Tomes

View on SEC IAPD

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