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John David Faler

Morgan Stanley

Palm Harbor, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-27
OH RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • FL RA
    APPROVED
    Since 2016-06-27
  • OH RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Clearwater FL 07/2016 08/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Palm Harbor FL 08/2017 Present
  • 07/2016 → 08/2017
    Morgan Stanley
    Clearwater, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2017 → Present
    Morgan Stanley
    Palm Harbor, FL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbus, OH
  • 1999-06-29 → 2007-04-02
    Morgan Stanley Dw Inc.
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-17
S63 Uniform Securities Agent State Law Examination 1992-12-17
  • S65 Uniform Investment Adviser Law Examination
    1998-04-17
  • S63 Uniform Securities Agent State Law Examination
    1992-12-17

View on SEC IAPD

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