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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-05-12 |
Branch Locations
200 Barr Harbor Drive Suite 400, West Conshohocken, PA 19428 • United States
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Exton | PA | 10/2007 | 05/2017 |
| Berthel Fisher & Company Financial Services, Inc. | Berwyn | PA | 05/2017 | Present |
| Bfc Planning, Inc. | Berwyn | PA | 05/2017 | Present |
Kristen Haley Wealth Management-Y-Berwyn, PA-Wealth Management-Financial Professional-07/2021-125-7-DBA for securities business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-10 |
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