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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-19 |
| OH | RA | APPROVED | 2024-11-25 |
| FL | RA | APPROVED | 2023-05-24 |
| NJ | RA | APPROVED | 2020-02-05 |
| TX | RA | APPROVED_RES | 1996-05-29 |
Branch Locations
51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States
West Orange, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 01/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-04 |
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