Brian Paul Lillis

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-04-18
OH	RA	APPROVED	1999-09-18

TX RA
APPROVED_RES

Since 2011-04-18
OH RA
APPROVED

Since 1999-09-18

Branch Locations

Cincinnati, OH • United States

3860 Race Rd Ste 204, Cincinnati, OH 45211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Cincinnati	OH	10/1992	03/2020
Ameriprise Financial Services, Llc	Cincinnati	OH	03/2020	Present

10/1992 → 03/2020

Ameriprise Financial Services, Inc.

Cincinnati, OH
03/2020 → Present

Ameriprise Financial Services, Llc

Cincinnati, OH

Other Businesses

Real Estate Ownership; Commercial; 3860 Race Road Suite 204, , Cincinnati, OH, 45211; Investment-Related; 10/23/2019. Business Ownership; Brian P Lillis and Associates LLC; Owner; Manage Ameriprise Business; 3860 Race Road, Suite 204, Cincinnati, OH, 45211; Investment-Related; 02/01/2016; 60 hours per month; 60 during trading hours. Board of Directors; Copper Creek HOA; Board Member; 7574 Copper Creek Ln, , Cincinnati, OH, 45247; Not Investment-Related; 06/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Brian P Lillis and Associates, LLC; Owner; Manage advisory business; 3860 Race Road, Suite 204, Cincinnati, OH, 45211; Investment-Related; 01/02/2023; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-07-30

S63 Uniform Securities Agent State Law Examination

1993-07-30

Other Names

Brian Lillis

View on SEC IAPD