Thomas William Sepull

Current Employers

Wealth & Tax Planners Llc

3021 Citrus Circle Suite 200, Walnut Creek, CA 94598 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-03-13

CA RA
APPROVED

Since 2015-03-13

Branch Locations

Danville, CA • United States

3021 Citrus Circle Suite 200, Walnut Creek, CA 94598 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Securities, Inc.	Camarillo	CA	10/2014	12/2021
Private Client Services	Walnut Creek	CA	01/2022	Present

10/2014 → 12/2021

Mutual Securities, Inc.

Camarillo, CA
01/2022 → Present

Private Client Services

Walnut Creek, CA

Other Businesses

1) THOMAS W SEPULL INSURANCE. 3021 CITRUS CIRCLE, STE 200, WALNUT CREEK, CA 94598. SELL LIFE AND LONG TERM CARE INSURANCE. OWNER, ALL DUTIES-SALES, CLIENT CONTACT, FIND INSURANCE COMPANIES, ETC. 10 HRS/MO; 10 DURING TRADING HRS. 2) WEALTH & TAX PLANNERS. 1777 BOTELHO DR, #103, WALNUT CREEK, CA 94596. RIA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-04
S63	Uniform Securities Agent State Law Examination	2006-12-13

S66 Uniform Combined State Law Examination

2015-03-04
S63 Uniform Securities Agent State Law Examination

2006-12-13

Other Names

Thomas William Sepull

View on SEC IAPD