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Nicole Bernadette Bargas

Captrust

Boston, MA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-04-19
  • MA RA
    APPROVED
    Since 2023-04-19

Branch Locations

One Liberty Square 13Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners, Llc. (Captrust) Raleigh NC 06/2022 Present
Informa Investment Solutions Raleigh NC 10/2000 07/2017
Family Office Managment Services / Alapocas Investment Partners Beverly MA 08/2017 06/2022
  • 06/2022 → Present
    Capfinancial Partners, Llc. (Captrust)
    Raleigh, NC
  • 10/2000 → 07/2017
    Informa Investment Solutions
    Raleigh, NC
  • 08/2017 → 06/2022
    Family Office Managment Services / Alapocas Investment Partners
    Beverly, MA
Other Businesses

1. Diversity.com; Investment-Related: No; 293 Grant Park Place SE, Atlanta GA; Employment ; Bookkeeper ; Start; 11/17/2017; Hours/Month: 20; Hours during Market Hours:0 ; Duties: Managing the financials 2. Nikki's Financial Services; Investment-Related: Yes; Private Residence; Tax & Insurance ; owner ; Start; 8/31/2016; Hours/Month: 5; Hours during Market Hours:0 ; Duties: Consulting 3. Rental Property; Investment-Related: No; Private Residence; Property ; Owner ; Start;9/30/2004 ; Hours/Month:5 ; Hours during Market Hours:0 ; Duties: Manage rental property 4.Board of Elections, not investment related, Poll Worker, Warden, start date 11/7/23, 15 hours per election, 15 hour during trading, Open/Close Polling place, vote tally

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
  • S66 Uniform Combined State Law Examination
    2003-04-04
Designations

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