Lisa Jane Nelson

Current Employers

Employment History

• 12/2010 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 11/2006 → Present
  Nelson Wealth Advisors
  Raleigh, NC
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Boca Raton, FL

Previous Registrations

• 2010-12-08 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Raleigh, NC
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 2007-03-27 → 2009-01-02
  Investors Capital Corp.
  Gilford, NH
  Raleigh, NC
• 2003-03-17 → 2004-09-30
  Morgan Keegan & Company, Llc
  Raleigh, NC
• 2002-11-20 → 2003-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilson, NC

Other Businesses

1. NAME OF OTHER BUSINESS: DBA NELSON WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2006; POSITION/TITLE/RELATIONSHIP: BRANCH OPERATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 40 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS; 2. NAME OF OTHER BUSINESS: THE "I MARCH ON" FOUNDATION, INC, INVESTMENT RELATED: NO, ADDRESS: 265 PRIMROSE LANE, WINTERVILLE, NC 28590, NATURE OF BUSINESS: FOUNDATION, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: APPROVING OR DENYING THE REQUESTS OF THE OFFICERS, IN ORDER TO FACILITATE AND RUN THE DAILY ACTIVITIES OF THE MISSION & PURPOSE OF THE FOUNDATION;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-06
• S63 Uniform Securities Agent State Law Examination
  1994-12-19

Other Names

• Lisa Gillispie
• Lisa Jane Wood
• Lisa Jane Hunt
• Lisa Jane Smith