Leng M Lo

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-24
CA	RA	APPROVED	2007-05-29

TX RA
APPROVED_RES

Since 2025-05-24
CA RA
APPROVED

Since 2007-05-29

Branch Locations

Cwm Retail, Sales 1651 University Ave., Riverside, CA 92507 • United States

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Citi Retail Banking 3580 Tyler Street, Riverside, CA 92503 • United States

Cwm Retail, Sales 3605 Central Avenue, Riverside, CA 92506 • United States

Chino, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Corona	CA	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Corona, CA

Previous Registrations

2006-08-21 → 2007-05-29

Citicorp Investment Services

Norco, CA

Riverside, CA

Hemet, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-17

S66 Uniform Combined State Law Examination

2006-08-17