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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-22 |
Branch Locations
14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States
Flagstaff, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Scottsdale | AZ | 01/2009 | Present |
1) Name of Business: Frasher's Smokehouse Address: 3222 E. Indian School Rd, Phoenix, AZ, 85018, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 03/29/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been asked to play guitar and sing at a local eatery once a month on Friday evenings (2) Name of Business: Valley of The Sun Jewish Community Center Address: 12701 N. Scottsdale Rd, Scottsdale, AZ, 85260, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 09/30/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide strategic advice and general board oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
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