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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-30
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-30
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2023-01-23

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New York NY 03/2016 01/2023
Stifel, Nicolaus & Company, Incorporated Palm Beach Gardens FL 01/2023 Present
Previous Registrations
  • 2016-03-15 → 2023-02-22
    New York, NY
    Palm Beach Gardens, FL
  • 2008-09-16 → 2016-04-06
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 1995-03-06 → 2008-09-24
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Other Businesses

1. KNOCKERAVEN LLC, 400 N Hwy A1A, St Lucie County, FL 34950; owner; raw land; 11/6/14; 0 hr/day; Not During Securities Trading Hours; Not investment Related. 2. DUN-FARNAGH LLC; Killarney Co, Kerry OT, Ireland; Land Owner; 3/22/17; 0 hr/day; Not During Securities Trading Hours; Not Investment Related. 3. SBM Associates LLC; 550 South Andrews Avenue, Suite 410 Fort Lauderdale FL 33301; Building Development; Passive investor, capital call payments; 08/14/2013; 3.00hrs/year; Not During Securities Trading Hours; Investment Related. 4. Viewmount Manor House; Dublin Road, Longford, Ireland; Hospitality (Hotel, Bar & Restaurant); Investor; Financier; 10/7/22; 2 hr/wk; Not during securities trading hours; Investment Related. 5. Farm land; Dublin Road; Longford, Ireland; Owner; Manage the rental property; 6/3/24; 1 hr/mo; Not during securities trading hours; Investment Related. 6. Morrison Legacy Foundation Inc; 3 Foxhollow Drive East Quogue NY 11942; Foundation; Director; Board member responsibilities; 03/03/2025; 8 hrs/year; Not during security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
S65 Uniform Investment Adviser Law Examination 1994-11-07
S63 Uniform Securities Agent State Law Examination 1993-01-08
  • S66 Uniform Combined State Law Examination
    2022-04-20
  • S65 Uniform Investment Adviser Law Examination
    1994-11-07
  • S63 Uniform Securities Agent State Law Examination
    1993-01-08
Other Names
  • Michael John Brewster
  • Michael John Brewster

View on SEC IAPD

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