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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-08-21 |
| MA | RA | APPROVED | 2020-08-18 |
| NE | RA | APPROVED | 2020-08-18 |
| FL | RA | APPROVED | 2020-08-10 |
| AL | RA | APPROVED | 2020-08-07 |
| AR | RA | APPROVED | 2020-08-07 |
| IL | RA | APPROVED | 2020-08-07 |
| IN | RA | APPROVED | 2020-08-07 |
| KY | RA | APPROVED | 2020-08-07 |
| LA | RA | APPROVED | 2020-08-07 |
| MI | RA | APPROVED | 2020-08-07 |
| OH | RA | APPROVED | 2020-08-07 |
| OK | RA | APPROVED | 2020-08-07 |
| PA | RA | APPROVED | 2020-08-07 |
| TX | RA | APPROVED | 2020-08-07 |
| WI | RA | APPROVED | 2020-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Investor Services, Llc | Boston | MA | 08/2005 | 06/2024 |
| Guardian Life Ins. Co. Of America | Quincy | MA | 08/2005 | 06/2024 |
| Park Avenue Securities Llc | Boston | MA | 03/2015 | 06/2024 |
| Guardian Life Insurance Company | Medfield | MA | 06/2024 | Present |
| Park Avenue Securities | Medfield | MA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-05 |
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