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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-08-21
MA RA APPROVED 2020-08-18
NE RA APPROVED 2020-08-18
FL RA APPROVED 2020-08-10
AL RA APPROVED 2020-08-07
AR RA APPROVED 2020-08-07
IL RA APPROVED 2020-08-07
IN RA APPROVED 2020-08-07
KY RA APPROVED 2020-08-07
LA RA APPROVED 2020-08-07
MI RA APPROVED 2020-08-07
OH RA APPROVED 2020-08-07
OK RA APPROVED 2020-08-07
PA RA APPROVED 2020-08-07
TX RA APPROVED 2020-08-07
WI RA APPROVED 2020-08-07
  • WV RA
    APPROVED
    Since 2020-08-21
  • MA RA
    APPROVED
    Since 2020-08-18
  • NE RA
    APPROVED
    Since 2020-08-18
  • FL RA
    APPROVED
    Since 2020-08-10
  • AL RA
    APPROVED
    Since 2020-08-07
  • AR RA
    APPROVED
    Since 2020-08-07
  • IL RA
    APPROVED
    Since 2020-08-07
  • IN RA
    APPROVED
    Since 2020-08-07
  • KY RA
    APPROVED
    Since 2020-08-07
  • LA RA
    APPROVED
    Since 2020-08-07
  • MI RA
    APPROVED
    Since 2020-08-07
  • OH RA
    APPROVED
    Since 2020-08-07
  • OK RA
    APPROVED
    Since 2020-08-07
  • PA RA
    APPROVED
    Since 2020-08-07
  • TX RA
    APPROVED
    Since 2020-08-07
  • WI RA
    APPROVED
    Since 2020-08-07

Branch Locations

Medfield, MA • United States

10 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Investor Services, Llc Boston MA 08/2005 06/2024
Guardian Life Ins. Co. Of America Quincy MA 08/2005 06/2024
Park Avenue Securities Llc Boston MA 03/2015 06/2024
Guardian Life Insurance Company Medfield MA 06/2024 Present
Park Avenue Securities Medfield MA 06/2024 Present
  • 08/2005 → 06/2024
    Guardian Investor Services, Llc
    Boston, MA
  • 08/2005 → 06/2024
    Guardian Life Ins. Co. Of America
    Quincy, MA
  • 03/2015 → 06/2024
    Boston, MA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Medfield, MA
  • 06/2024 → Present
    Park Avenue Securities
    Medfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-06
S63 Uniform Securities Agent State Law Examination 2005-12-05
  • S65 Uniform Investment Adviser Law Examination
    2020-08-06
  • S63 Uniform Securities Agent State Law Examination
    2005-12-05

View on SEC IAPD

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