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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-28
CO RA APPROVED 2019-09-03
TX RA APPROVED 2019-09-03
  • LA RA
    APPROVED
    Since 2026-01-28
  • CO RA
    APPROVED
    Since 2019-09-03
  • TX RA
    APPROVED
    Since 2019-09-03

Branch Locations

2000 South Colorado Blvd. Suite 1220, Denver, CO 80222 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

4565 Hilton Parkway Suite 101, Colorado Springs, CO 80907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald Blue & Co., Llc Atlanta GA 12/2000 12/2016
1St Global Capital Corp. Greenwood Village CO 01/2017 09/2019
1St Global Advisors, Inc. Greenwood Village CO 01/2017 09/2019
I.M. Wealth Care, Llc Greenwood CO 01/2017 04/2022
1St Global Insurance Services, Inc. Greendwood Village CO 08/2017 09/2019
Lpl Financial, Llc Greenwood Village CO 09/2019 08/2024
Merit Financial Advisors Alpharetta GA 09/2019 Present
Pks Investments Albany NY 08/2024 Present
  • 12/2000 → 12/2016
    Ronald Blue & Co., Llc
    Atlanta, GA
  • 01/2017 → 09/2019
    1St Global Capital Corp.
    Greenwood Village, CO
  • 01/2017 → 09/2019
    1St Global Advisors, Inc.
    Greenwood Village, CO
  • 01/2017 → 04/2022
    I.M. Wealth Care, Llc
    Greenwood, CO
  • 08/2017 → 09/2019
    1St Global Insurance Services, Inc.
    Greendwood Village, CO
  • 09/2019 → 08/2024
    Lpl Financial, Llc
    Greenwood Village, CO
  • 09/2019 → Present
    Alpharetta, GA
  • 08/2024 → Present
    Pks Investments
    Albany, NY
Previous Registrations
  • 2017-02-21 → 2022-04-19
    I.M. Financial, Llc
    Greenwood Village, CO
  • 2017-01-25 → 2019-09-04
    1St Global Advisors Inc
    Greenwood Village, CO
  • 2001-07-19 → 2017-01-03
    Ronald Blue & Co., Llc
    Roswell, GA
Other Businesses

1) Merit Financial Advisors, LLC. Investment Related. At registered location. RIA. IAR. 07/2024. Hrs/month 160 all during trading hours. Service clients. 2) Fixed insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 07/2024. Hrs/month 1 all during trading hours. Provide insurance advice based on the needs of client(s). 3) Hole in the Wall Livestock, LLC. Not Investment Related. 26045 West Willow Creek Road, Kaycee, WY 82639. Agricultural/Farming Services. Cattle Ranch. 01/1995. Hrs/month 1 all during trading hours. Raises beef and cattle. 4) Willow Creek Ranch, LP. Not Investment Related. 26045 West Willow Creek Road, Kaycee, WY 82639. Agricultural/Farming Services. Other. 01/1995. Hrs/month 1 all during trading hours. Parent Company that owns two businesses. 5) Willow Creek Ranch at Hole In The Wall. Not Investment Related. 26045 West Willow Creek Road, Kaycee, WY 82639. Other. Other. 01/1995. Hrs/month 1 all during trading hours. Guest ranch duties. 6)PKS. Investment Related. At the registered location. RR of BD. Commission compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-31
S65 Uniform Investment Adviser Law Examination 2001-01-16
  • S63 Uniform Securities Agent State Law Examination
    2017-01-31
  • S65 Uniform Investment Adviser Law Examination
    2001-01-16
Designations
Other Names
  • Kate Eugenia Vieh
  • Kathryn Eugenia Vieh
  • Kate Vieh Redden
  • Kathryn Vieh Redden
  • Kathryn Eugenia Redden
  • Kathryn Redden

View on SEC IAPD

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