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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-28 |
| CO | RA | APPROVED | 2019-09-03 |
| TX | RA | APPROVED | 2019-09-03 |
Branch Locations
2000 South Colorado Blvd. Suite 1220, Denver, CO 80222 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
4565 Hilton Parkway Suite 101, Colorado Springs, CO 80907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ronald Blue & Co., Llc | Atlanta | GA | 12/2000 | 12/2016 |
| 1St Global Capital Corp. | Greenwood Village | CO | 01/2017 | 09/2019 |
| 1St Global Advisors, Inc. | Greenwood Village | CO | 01/2017 | 09/2019 |
| I.M. Wealth Care, Llc | Greenwood | CO | 01/2017 | 04/2022 |
| 1St Global Insurance Services, Inc. | Greendwood Village | CO | 08/2017 | 09/2019 |
| Lpl Financial, Llc | Greenwood Village | CO | 09/2019 | 08/2024 |
| Merit Financial Advisors | Alpharetta | GA | 09/2019 | Present |
| Pks Investments | Albany | NY | 08/2024 | Present |
1) Merit Financial Advisors, LLC. Investment Related. At registered location. RIA. IAR. 07/2024. Hrs/month 160 all during trading hours. Service clients. 2) Fixed insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 07/2024. Hrs/month 1 all during trading hours. Provide insurance advice based on the needs of client(s). 3) Hole in the Wall Livestock, LLC. Not Investment Related. 26045 West Willow Creek Road, Kaycee, WY 82639. Agricultural/Farming Services. Cattle Ranch. 01/1995. Hrs/month 1 all during trading hours. Raises beef and cattle. 4) Willow Creek Ranch, LP. Not Investment Related. 26045 West Willow Creek Road, Kaycee, WY 82639. Agricultural/Farming Services. Other. 01/1995. Hrs/month 1 all during trading hours. Parent Company that owns two businesses. 5) Willow Creek Ranch at Hole In The Wall. Not Investment Related. 26045 West Willow Creek Road, Kaycee, WY 82639. Other. Other. 01/1995. Hrs/month 1 all during trading hours. Guest ranch duties. 6)PKS. Investment Related. At the registered location. RR of BD. Commission compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-31 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-16 |
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