James Marc Preston

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-21
CO	RA	APPROVED	2014-04-16

FL RA
APPROVED

Since 2024-11-21
CO RA
APPROVED

Since 2014-04-16

Branch Locations

Venice, FL • United States

1635 Foxtrail Dr., Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	04/2014	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	04/2014	Present

04/2014 → Present

Cambridge Investment Research, Inc

Fairfield, IA
04/2014 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2006-01-12 → 2014-04-22

Lpl Financial Llc

Loveland, CO

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 4045 SAINT CLOUD DRIVE, STE 220, LOVELAND, CO. STARTED 4/2014 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. OPERATING DBA. SPENDS 20 HR/YR, 0/TRADING. 2) PRESTON FINANCIAL MANAGEMENT INC, LOVELAND, CO, 4/2014 INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 50 HR/WK - 50/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-20
S63	Uniform Securities Agent State Law Examination	1992-11-04

S66 Uniform Combined State Law Examination

2005-12-20
S63 Uniform Securities Agent State Law Examination

1992-11-04

View on SEC IAPD