Theodore Nelson Rich

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-27
NV	RA	APPROVED	2020-04-09

TX RA
APPROVED_RES

Since 2022-09-27
NV RA
APPROVED

Since 2020-04-09

Branch Locations

1644 Us Hwy 395 N Suite 1B, Minden, NV 89423 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Gardnerville	NV	03/1991	03/2020
D.A. Davidson & Co.	Minden	NV	04/2020	Present

03/1991 → 03/2020

Wells Fargo Clearing Services, Llc

Gardnerville, NV
04/2020 → Present

D.A. Davidson & Co.

Minden, NV

Previous Registrations

2011-01-03 → 2020-04-07

Wells Fargo Clearing Services, Llc

Gardnerville, NV

Las Vegas, NV

Gardnerville, NV

Reno, NV

Gardnerville, NV

Reno, NV

Carson City, NV

Carson City, NV
2005-02-07 → 2011-01-03

Wells Fargo Investments, Llc

Gardnerville, NV

Gardnerville, NV

Carson City, NV

Carson City, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-20
S63	Uniform Securities Agent State Law Examination	1992-11-13

S65 Uniform Investment Adviser Law Examination

1998-03-20
S63 Uniform Securities Agent State Law Examination

1992-11-13

Other Names

Ted Rich

View on SEC IAPD