Kevin Lawrence Kelly

Current Employers

Employment History

• 10/2010 → 03/2021
  Lpl Financial, Llc
  Atlanta, GA
• 11/2013 → 03/2021
  Ifg Advisory, Llc
  Atlanta, GA
• 04/2012 → Present
  Resurgens Investments, Llc
  Atlanta, GA
• 01/2016 → Present
  Harvard Risk Management
  Atlanta, GA
• 03/2021 → 09/2025
  Avantax Insurance Agency, Llc.
  Atlanta, GA
• 03/2021 → 09/2025
  Avantax Investment Services Inc.
  Atlanta, GA
• 03/2021 → 09/2025
  Avantax Advisory Services
  Atlanta, GA
• 07/2013 → Present
  Legacy Capital Advisors, Llc
  Atlanta, GA
• 04/2012 → Present
  Resurgens Investments, Llc
  Atlanta, GA
• 01/2024 → Present
  Legacy Tax & Accounting, Llc
  Asheville, NC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-03-29 → 2025-09-05
  Avantax Advisory Services
  Atlanta, GA
  Las Vegas, NV
  Dallas, TX
  Las Vegas, NV
  Asheville, NC
  Highlands, NC
• 2013-11-04 → 2021-06-01
  Ifg Advisory, Llc
  Atlanta, GA
  Atlanta, GA
• 2010-10-26 → 2016-02-03
  Lpl Financial Llc
  Atlanta, GA
  Atlanta, GA
• 2013-10-28 → 2015-07-09
  Legacy Capital Advisors, Llc
  Atlanta, GA
• 2013-11-04 → 2014-08-28
  Ifg Advisory, Llc
  Atlanta, GA
• 2007-10-04 → 2010-10-27
  Ameriprise Financial Services, Llc
  Atlanta, GA
  Atlanta, GA

Other Businesses

1) LEGACY CAPITAL ADVISORS, LLC POSITION: Managing Partner NATURE: Wealth Management-advising clients, investing, and financial planning. Legacy Capital Advisors, LLC is a DBA only for Resurgens. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2013 ADDRESS: 4401 Northside Pkwy NW, STE 900, Atlanta GA 30327, United States DESCRIPTION: Wealth Manager responsible for all facets of client engagement, including: financial planning, investment management, determining the right type and amounts of insurance for the client's needs, and helping project retirement income. 2) RESURGENS INVESTMENTS, LLC POSITION: Owner NATURE: This entity will be used for Avantax business. In addition, this entity collects rents from the rental of office spaces to other professionals. Each office has locks on the doors. We lease two offices. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 04/10/2012 ADDRESS: 4401 Northside Pkwy NW, STE 900, Atlanta GA 30327, United States DESCRIPTION: Meeting with clients, hold team meetings, prospect for new business, collect rents from tenants, and manage portfolio of investments. 3) HARVARD RISK MGMT POSITION: Representative NATURE: As a value added service to our clients, we offer them identity theft protection. The name of the product is called IDShield. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/19/2016 ADDRESS: 4401 Northside Pkwy NW, STE 900, Atlanta GA 30327 DESCRIPTION: When we review all areas of insurance with our clients, we also address identity theft. We let them know that we offer a service that can provide this for them. 4) LEGACY TAX & ACCOUNTING, LLC POSITION: Owner NATURE: Prepare tax returns, perform accounting and payroll functions. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2024 ADDRESS: 10 Brook Street, Suite 235, Asheville NC 28803, United States DESCRIPTION: Lead the team and manage the overall profit and loss of the business.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-26
• S63 Uniform Securities Agent State Law Examination
  1993-05-01