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Larissa Petty

Ubs Financial Services Inc.

New Orleans, LA

Metairie, LA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-06-02
  • LA RA
    APPROVED
    Since 2018-06-02

Branch Locations

909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc New Orleans LA 03/2011 Present
Other Businesses

Crescent City Fae / 112 Charles Ct, Slidell, LA 70458 / Other/ Other Mardi Gras Krewe/Social Club / Mardi Gras Krewe/Social Club / Officer / / Secretary/Member Relations / Start Date 3/17/2017/Mardi Gras Krewe/Social Club Non-Profit Corporation /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-02
  • S66 Uniform Combined State Law Examination
    2018-06-02
Other Names
  • Larissa Emily Petty

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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