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Louis Anthony Osso

Raymond James & Associates, Inc.

Scarsdale, NY

Greenwich, CT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-17
NY RA APPROVED 2021-06-14
  • CT RA
    APPROVED
    Since 2026-02-17
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

Scarsdale, NY • United States

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc New York NY 07/2011 09/2016
Raymond James & Associates, Inc. Greenwich CT 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-29
S63 Uniform Securities Agent State Law Examination 1993-01-08
  • S66 Uniform Combined State Law Examination
    2012-02-29
  • S63 Uniform Securities Agent State Law Examination
    1993-01-08
Other Names
  • Lou Osso

View on SEC IAPD

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