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Hollis Christopher Martin

LPl Financial LLC

Gretna, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
LA RA APPROVED 2006-12-18
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • LA RA
    APPROVED
    Since 2006-12-18

Branch Locations

519 Huey P. Long Ave, Ste 205, Gretna, LA 70053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Gretna LA 12/2006 Present
Previous Registrations
  • 2004-11-24 → 2006-11-22
    Morgan Keegan & Company, Llc
    New Orleans, LA
    Belle Chasse, LA
    New Orleans, LA
Other Businesses

1. 12/18/2006: DBA ONLY - MARTIN INVESTMENT MANAGEMENT, LLC - GRETNA, LA. 2. 03/22/2013 - MARTIN FARMS - OTHER-FARM INCOME - TIME SPENT 5% - GRETNA, LA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-14
S63 Uniform Securities Agent State Law Examination 1993-04-23
  • S65 Uniform Investment Adviser Law Examination
    1999-01-14
  • S63 Uniform Securities Agent State Law Examination
    1993-04-23
Other Names
  • Chris Martin
  • H. Christopher Martin
  • H. Christopher Martin

View on SEC IAPD

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