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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-28 |
| MI | RA | APPROVED | 2010-08-25 |
Branch Locations
28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Southfield | MI | 10/2007 | Present |
1- 7/3/2017 - America Group Retirement Strategy Centers - investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Started 06/29/2017 - 45 Hours Per Month During Securities Trading. 2- 4/2/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/01/2018 - 10 Hours Per Month/1 Hour During Securities Trading. 3- 1/13/2021 - Reaume Planning Partners, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 09/25/2020 - 80 Hours Per Month/70 Hours During Securities Trading. 4- 2/23/2021 - Doeren Mayhew Insurance Group - Investment Related - Troy, MI - Outside/W-2 Employment - Started 02/01/2021 - 100 Hours Per Month During Securities Trading 5- 04/28/2026 - Mercury Capital - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/18/2026 - 80 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-10 |
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