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James Robert Rubinton

Citizens Securities, Inc.

Naples, FL

Syracuse, NY

Citizens Private Wealth

Naples, FL

Tarrytown, NY

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-27
MI RA APPROVED 2025-03-21
CA RA APPROVED 2025-03-20
DE RA APPROVED 2025-03-20
IA RA APPROVED 2025-03-20
NH RA APPROVED 2025-03-20
OR RA APPROVED 2025-03-20
CO RA APPROVED 2025-03-19
CT RA APPROVED 2025-03-19
GA RA APPROVED 2025-03-19
IL RA APPROVED 2025-03-19
IN RA APPROVED 2025-03-19
MD RA APPROVED 2025-03-19
MS RA APPROVED 2025-03-19
NC RA APPROVED 2025-03-19
PA RA APPROVED 2025-03-19
RI RA APPROVED 2025-03-19
VA RA APPROVED 2025-03-19
WI RA APPROVED 2025-03-19
AL RA APPROVED 2025-03-18
KS RA APPROVED 2025-03-18
MN RA APPROVED 2025-03-18
NJ RA APPROVED 2025-03-18
NY RA APPROVED 2025-03-18
OH RA APPROVED 2025-03-18
FL RA APPROVED 2025-01-21
TX RA APPROVED_RES 2025-01-18
  • AZ RA
    APPROVED
    Since 2025-03-27
  • MI RA
    APPROVED
    Since 2025-03-21
  • CA RA
    APPROVED
    Since 2025-03-20
  • DE RA
    APPROVED
    Since 2025-03-20
  • IA RA
    APPROVED
    Since 2025-03-20
  • NH RA
    APPROVED
    Since 2025-03-20
  • OR RA
    APPROVED
    Since 2025-03-20
  • CO RA
    APPROVED
    Since 2025-03-19
  • CT RA
    APPROVED
    Since 2025-03-19
  • GA RA
    APPROVED
    Since 2025-03-19
  • IL RA
    APPROVED
    Since 2025-03-19
  • IN RA
    APPROVED
    Since 2025-03-19
  • MD RA
    APPROVED
    Since 2025-03-19
  • MS RA
    APPROVED
    Since 2025-03-19
  • NC RA
    APPROVED
    Since 2025-03-19
  • PA RA
    APPROVED
    Since 2025-03-19
  • RI RA
    APPROVED
    Since 2025-03-19
  • VA RA
    APPROVED
    Since 2025-03-19
  • WI RA
    APPROVED
    Since 2025-03-19
  • AL RA
    APPROVED
    Since 2025-03-18
  • KS RA
    APPROVED
    Since 2025-03-18
  • MN RA
    APPROVED
    Since 2025-03-18
  • NJ RA
    APPROVED
    Since 2025-03-18
  • NY RA
    APPROVED
    Since 2025-03-18
  • OH RA
    APPROVED
    Since 2025-03-18
  • FL RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED_RES
    Since 2025-01-18

Branch Locations

4501 Tamiami Trl N, Naples, FL 34103 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-07
  • TX RA
    APPROVED_RES
    Since 2025-03-07

Branch Locations

4501 Tamiami Trl N, Naples, FL 34103 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Naples FL 04/2015 01/2025
City National Bank Naples FL 09/2016 01/2025
Citizens Bank Naples FL 01/2025 Present
Citizens Securities, Inc., Naples FL 01/2025 Present
Citizens Private Wealth Tarrytown NY 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-21
S63 Uniform Securities Agent State Law Examination 1993-01-06
  • S65 Uniform Investment Adviser Law Examination
    1994-09-21
  • S63 Uniform Securities Agent State Law Examination
    1993-01-06
Other Names
  • James R Rubinton

View on SEC IAPD

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