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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2001-11-28 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
100 Wilshire Blvd, Santa Monica, CA 90401 • United States
Santa Monica, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/1992 | Present |
| Bank Of America,Na | Santa Monica | CA | 08/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-13 |
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