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Caitlin Staunton Appleton

South Shore Capital Advisors, LLC

Boston, MA

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Current Employers
South Shore Capital Advisors, Llc

100 Franklin Street Suite 403, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-09-14
  • MA RA
    APPROVED
    Since 2018-09-14

Branch Locations

100 Franklin Street Suite 403, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Shore Capital Advisors, Llc Cohasset MA 05/2018 Present
Unemployed Cohasset MA 05/2008 05/2018
Previous Registrations
  • 2003-01-17 → 2006-03-29
    Credit Suisse Securities (Usa) Llc
    Boston, MA
  • 2002-07-26 → 2003-01-17
    Pershing Llc
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-14
S66 Uniform Combined State Law Examination 1999-11-13
  • S65 Uniform Investment Adviser Law Examination
    2018-09-14
  • S66 Uniform Combined State Law Examination
    1999-11-13
Other Names
  • Caitlin M Staunton
  • Caitlin Mary Staunton
  • Caitlyn Staunton Appleton
  • Caitlin Mary Appleton

View on SEC IAPD

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GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
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