Mary A Wargo

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2014-08-29
TX	RA	APPROVED	2014-08-29

CT RA
APPROVED

Since 2014-08-29
TX RA
APPROVED

Since 2014-08-29

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Westport	CT	08/2014	Present

08/2014 → Present

Morgan Stanley

Westport, CT

Previous Registrations

2012-10-01 → 2014-09-10

J.P. Morgan Securities Llc

Greenwich, CT

Southport, CT
2011-01-21 → 2012-10-01

Chase Investment Services Corp.

Greenwich, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-01

S66 Uniform Combined State Law Examination

2006-06-01

Other Names

Mary A Morris

View on SEC IAPD

Other Firms

DIVYDE CAPITAL PARTNERS L.P.

EQUITABLE ADVISORS, LLC

LPL FINANCIAL LLC

SENECA WEALTH ADVISORS, LLC

PARK AVENUE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

JOHN WILLIAM HILL

KYLE JOSEPH BIRMINGHAM

Prashant A Joshi

ALEXANDRA EMMA LYON

STEPHANIE MARIE FRANCHINI

Karl Christian Mergenthaler

MATTHEW STEPHEN LANDRY

Other Offices

QUORUS INC. · WESTPORT, CT

DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT

EQUITABLE ADVISORS, LLC · WESTPORT, CT

LPL FINANCIAL LLC · WESTPORT, CT

LPL FINANCIAL LLC · WESTPORT, CT

SENECA WEALTH ADVISORS, LLC · WESTPORT, CT

PARK AVENUE SECURITIES LLC · WESTPORT, CT

WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

More in Westport, CT

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