Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-31
WI RA APPROVED 2016-10-31
  • TX RA
    APPROVED_RES
    Since 2016-10-31
  • WI RA
    APPROVED
    Since 2016-10-31

Branch Locations

2501 W Beltline Highway Suite 401, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buttonwood Partners, Inc. Madison WI 10/1992 10/2016
Rml Anderson Group Llc Madison WI 02/2013 10/2016
Stifel Nicolaus & Co Inc Madison WI 10/2016 Present
  • 10/1992 → 10/2016
    Buttonwood Partners, Inc.
    Madison, WI
  • 02/2013 → 10/2016
    Rml Anderson Group Llc
    Madison, WI
  • 10/2016 → Present
    Stifel Nicolaus & Co Inc
    Madison, WI
Previous Registrations
  • 2013-02-06 → 2016-12-20
    Rml Anderson Group, Llc
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-26
S63 Uniform Securities Agent State Law Examination 1993-01-19
  • S65 Uniform Investment Adviser Law Examination
    2012-11-26
  • S63 Uniform Securities Agent State Law Examination
    1993-01-19

View on SEC IAPD

More in Madison, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor