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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-08 |
| WA | RA | APPROVED | 2016-11-30 |
Branch Locations
10900 Ne 8Th St. Suite 1414, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccormick & Schmick'S Catering | Seattle | WA | 10/2015 | 10/2016 |
| Twelve Baskets Catering | Kirkland | WA | 08/2015 | 10/2016 |
| Cameron Catering | Seattle | WA | 12/2015 | 10/2016 |
| Kaspars Catering | Seattle | WA | 10/2015 | 10/2016 |
| Lisa Dupar Catering | Redmond | WA | 08/2016 | 10/2016 |
| Financial Engines Advisor Center, Llc | Seattle | WA | 10/2016 | 11/2016 |
| Financial Engines Advisors L.L.C. | Lynnwood | WA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-10 |
| S66 | Uniform Combined State Law Examination | 2002-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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