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Rosaland V Edwards

LPl Financial LLC

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-12
  • TX RA
    APPROVED
    Since 2016-12-12

Branch Locations

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Long Beach MS 12/2015 Present
  • 12/2015 → Present
    Lpl Financial
    Long Beach, MS
Previous Registrations
  • 2010-12-06 → 2015-12-04
    Edward Jones
    Ocean Springs, MS
    St Louis, MO
    Gulfport, MS
  • 2002-12-20 → 2006-06-20
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-03
S63 Uniform Securities Agent State Law Examination 1992-11-30
  • S66 Uniform Combined State Law Examination
    2010-12-03
  • S63 Uniform Securities Agent State Law Examination
    1992-11-30
Other Names
  • Roz Edwards

View on SEC IAPD

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