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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-03-24 |
| TX | RA | APPROVED | 2021-11-22 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | El Segundo | CA | 10/2015 | 11/2017 |
| Rosenthal Advisory Services, Lp (Rosenthal Retirement Planning) | Houma | LA | 01/2016 | 10/2021 |
| Lpl Financial Llc | Houma | LA | 11/2017 | 10/2021 |
| Honor Private Wealth Mgt, Llc | Houma | LA | 07/2015 | 10/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2021 | Present |
| Beacon Pointe Advisors, Llc | Fort Worth | TX | 11/2021 | Present |
1) 1. Beacon Point Advisors DBA: Honor Private Wealth Management, LLC 2. Investment related 3. 249 Sugar Highland Blvd, Houma, LA 70360 4. Amy Lynn Hammock - Financial Advisor 5. Owner/Member/Financial Advisor 6. 07/2015 7. 80 hrs/mo 8. 80 hrs during trading 9. Work as a financial advisor 2) 1. Fixed Insurance 2. Investment related 3. 249 Sugar Hill Highland Blvd., Houma, LA 70360 4. Fixed / Traditional Insurance 5. Agent 6. 11/2021 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional Insurance 3) 1. PKS Financial 2. Investment Related 3. 80 State St., Albany, NY 12207 4. Fixed / Traditional 5. Agent 6. 11/2021 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional insurance products 4) 1. No Business Name 2. Investment related 3. 249 Sugar Hill Highland Blvd., Houma, LA 70360 4. Non-Variable Insurance 5. Agent 6. 06/1993 7. 4 hrs/mo 8. 2 hrs during trading 9. LTC, -non-variable insurance for my clients 5) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 11/2021; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-09 |
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