Russell John Andersen

Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-03-17

FL RA
APPROVED

Since 2015-03-17

Branch Locations

26790 S. Tamiami Trail, Bonita Springs, FL 34134 • United States

4001 Tamiami Trail North, Naples, FL 34103 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Securities, Inc.	Bonita Springs	FL	03/1999	Present

03/1999 → Present

Northern Trust Securities, Inc.

Bonita Springs, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-30
S65	Uniform Investment Adviser Law Examination	1995-05-18
S63	Uniform Securities Agent State Law Examination	1992-11-13

S66 Uniform Combined State Law Examination

2015-01-30
S65 Uniform Investment Adviser Law Examination

1995-05-18
S63 Uniform Securities Agent State Law Examination

1992-11-13

View on SEC IAPD

Current Employers

Northern Trust Securities, Inc.

Disclosures

Employment History

Exams

Other Firms

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