Adam Amir Bagherian

Current Employers

Employment History

• 06/2016 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 06/2016 → Present
  Arbor Wealth Managment
  Walnut Creek, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Walnut Creek, CA

Previous Registrations

• 2016-07-16 → 2017-12-14
  Arbor Wealth Management
  Walnut Creek, CA
• 2016-07-13 → 2016-07-18
  Fsc Securities Corporation
  Walnut Creek, CA
• 2012-04-16 → 2016-06-06
  Msi Financial Services, Inc.
  Walnut Creek, CA
  Walnut Creek, CA
  San Jose, CA

Other Businesses

1) ADAM BAGHERIAN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Northill Ct., San Ramon CA 94853, United States DESCRIPTION: I will be maintaining my home for short term rentals to guests. My home will be listed on Airbnb. No contact with current clients regarding this OBA will occur. This OBA is completely separate and distinct than my work as a financial advisor. 2) ADAM BAGHERIAN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Northill Ct., San Ramon CA 94583, United States DESCRIPTION: I will work with residential property owners to list their homes on Airbnb for short term rentals. 3) ARBOR WEALTH MANAGEMENT INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/03/2016 ADDRESS: 2855 MITCHELL DRIVE, WALNUT CREEK CA 94598, United States DESCRIPTION: As a licensed insurance agent in the state of CA, I provide quotes on life insurance and give recommendations to clients about what type and amount of life insurance may be needed for the client's specific circumstances. 4) ARBOR WEALTH MANAGMENT IA POSITION: Investment Advisor NATURE: Sole Proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 06/03/2016 ADDRESS: 2855 MITCHELL DRIVE, WALNUT CREEK CA 94598, United States DESCRIPTION: As an investment advisor, my duties are to meet with current clients, re-balance portfolios, make investment recommendations. 5) TBD - COMMERCIAL PROPERTY ACQUISITION POSITION: Member/Manager NATURE: This will be a future LLC for the acquisition of commercial property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 514 S 8th St, Colorado Springs CO 80905, United States DESCRIPTION: This is a passive commercial real estate investment with duties overseen by a property management company. I am not involved in the day-to-day operations. 6) BECK & COMPANY, CPAS, INC. POSITION: Employee/Eventual Partner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 701 Palomar Airport Rd #300, Carlsbad CA 92011, United States DESCRIPTION: My duties will be to do auditing and attestation services, along with preparation of tax returns and tax advise. This is a succession plan for the two owner's of Beck & Company's CPAs Inc. I am currently a student to become a licensed CPA and will need to work under licensed CPAs first in order to become fully credentialed in the state of California. Upon completion of my credentialing in 2027, I would acquire part of the CPA practice of Beck & Company. This will not interfere with my day-to-day financial advisory duties as this work is done in non 9-5 operational hours. No compensation is received for this activity at this time ADAM BAGHERIAN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Northill Ct., San Ramon CA 94853, United States DESCRIPTION: I will be maintaining my home for short term rentals to guests. My home will be listed on Airbnb .No contact with current clients regarding this OBA will occur. This OBA is completely separate and distinct than my work as a financial advisor.

Exams

• S66 Uniform Combined State Law Examination
  2012-03-03

Designations