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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 12/2000 | 12/2019 |
| Cuna Mutual Group | Waverly | IA | 12/2000 | 12/2019 |
| Cetera Wealth Services, Llc | Phoenix | AZ | 12/2019 | Present |
| Sdm Wealth Management | Phoenix | AZ | 12/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2019; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: STEPHANIE MORALES; INVESTMENT RELATED: NO; ADDRESS: 1105 W ROMA AVENUE PHOENIX; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 02/2010; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: MINIMAL; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL; BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES; 3. NAME OF OTHER BUSINESS: SDM WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / FINANCIAL PLANNING / INVESTMENTS / INSURANCE; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40+; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND INSURANCE; 4. NAME OF OTHER BUSINESS: MADISON TRADITIONAL ACADEMY GUILD AKA MTA GUILD; INVESTMENT RELATED: NO; ADDRESS: 925 E MARYLAND AVENUE PHOENIX AZ 85013; NATURE OF BUSINESS: EDUCATION; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: RECORDING SECRETARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RECORDING MINUTES FOR MEETINGS, VOTING ON BUDGET EXPENDITURES, PROVIDING SUPPORT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
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