Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-13
  • MA RA
    APPROVED
    Since 2026-01-13

Branch Locations

9 Meadowview Rd, Topsfield, MA 01983 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randal C. Peters, Cpa (Self Employed) Bangor ME 11/1994 Present
Avantax Investment Services, Inc. Bangor ME 01/1999 09/2025
Avantax Insurance Agency, Llc Bangor ME 04/2012 09/2025
R. C. Peters, Cpa Tax & Financial Services, Inc. Bangor ME 01/2010 Present
R. C. Peters, Cpa Tax & Financial Services, Inc. Bangor ME 01/2010 Present
Cetera Wealth Services, Llc Bangor ME 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/1994 → Present
    Randal C. Peters, Cpa (Self Employed)
    Bangor, ME
  • 01/1999 → 09/2025
    Avantax Investment Services, Inc.
    Bangor, ME
  • 04/2012 → 09/2025
    Avantax Insurance Agency, Llc
    Bangor, ME
  • 01/2010 → Present
    R. C. Peters, Cpa Tax & Financial Services, Inc.
    Bangor, ME
  • 01/2010 → Present
    R. C. Peters, Cpa Tax & Financial Services, Inc.
    Bangor, ME
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Bangor, ME
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-01-22 → 2025-09-05
    Avantax Advisory Services
    Bangor, ME
Other Businesses

1) R.C. Peters, CPA~67 Pine Street, Suite 2~Bangor~ME~04401~Independent Insurance Agent~Insurance Sales Agent~1/7/1999~5hrs~5hrs~Sales of individual life insurance and annuity products 2) R. C. Peters, CPA Tax & Financial Services, Inc.~67 Pine Street, Suite 2~Bangor~ME~04401~Accounting Services/Tax Preparation~Owner~1/5/2010~105hrs~70hrs~Paid Preparer and Accountant 3) R. C. PETERS, CPA TAX & FINANCIAL SERVICES, INC. POSITION: President NATURE: Corporation is open for two more years to collect fees (capital gains to the corporation) from accountants who have purchased my list of accounting clients. No longer actively providing tax preparation or accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2010 ADDRESS: 67 Pine Street, Suite 2, Bangor ME 04401, United States DESCRIPTION: President of inactive corporation - only to collect fees (capital gains to the corporation) from sale of tax clients to two other preparers for 2025 and 2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-17
S63 Uniform Securities Agent State Law Examination 1993-07-02
  • S66 Uniform Combined State Law Examination
    2001-02-17
  • S63 Uniform Securities Agent State Law Examination
    1993-07-02
Designations
Other Names
  • Randy Peters

View on SEC IAPD

More in Topsfield, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor