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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randal C. Peters, Cpa (Self Employed) | Bangor | ME | 11/1994 | Present |
| Avantax Investment Services, Inc. | Bangor | ME | 01/1999 | 09/2025 |
| Avantax Insurance Agency, Llc | Bangor | ME | 04/2012 | 09/2025 |
| R. C. Peters, Cpa Tax & Financial Services, Inc. | Bangor | ME | 01/2010 | Present |
| R. C. Peters, Cpa Tax & Financial Services, Inc. | Bangor | ME | 01/2010 | Present |
| Cetera Wealth Services, Llc | Bangor | ME | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) R.C. Peters, CPA~67 Pine Street, Suite 2~Bangor~ME~04401~Independent Insurance Agent~Insurance Sales Agent~1/7/1999~5hrs~5hrs~Sales of individual life insurance and annuity products 2) R. C. Peters, CPA Tax & Financial Services, Inc.~67 Pine Street, Suite 2~Bangor~ME~04401~Accounting Services/Tax Preparation~Owner~1/5/2010~105hrs~70hrs~Paid Preparer and Accountant 3) R. C. PETERS, CPA TAX & FINANCIAL SERVICES, INC. POSITION: President NATURE: Corporation is open for two more years to collect fees (capital gains to the corporation) from accountants who have purchased my list of accounting clients. No longer actively providing tax preparation or accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2010 ADDRESS: 67 Pine Street, Suite 2, Bangor ME 04401, United States DESCRIPTION: President of inactive corporation - only to collect fees (capital gains to the corporation) from sale of tax clients to two other preparers for 2025 and 2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-02 |
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