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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-08-01 |
| MO | RA | APPROVED | 2022-06-27 |
| TX | RA | APPROVED | 2022-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simmons Bank | Greenfield | MO | 02/2016 | 10/2020 |
| Thrivent Investment Management Inc | Stockton | MO | 06/2020 | Present |
| Thrivent Financial | Appleton | WI | 10/2020 | 12/2020 |
| Thrivent Financial | Appleton | WI | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-16 |
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