Brian Thomas Whitney

Current Employers

Employment History

• 10/1993 → 09/2025
  Ubs Financial Services Inc.
  Century City, CA
• 09/2025 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 1997-07-08 → 2025-10-07
  Ubs Financial Services Inc.
  Los Angeles, CA
  Century City, CA

Other Businesses

DWH Investgments / 3570 Lexington Avenue El Monte,CA 91731 / Partnership/ Real Estate / Real Estate / Other / Aid and help advise Mother , Check signature / Help with taxes, property upkeep, communication / Start Date 7/22/2015| Sons of the American Legion - Post 283 / 15247 La Cruz Drive Pacific Palisades,CA 90272 / Other/ Charities, Cultural, Educational & Political Organisations / Veteran support / Member of Board of Directors / / Exec Board Member / Start Date 10/1/15 Charity- Veteran's organization /| Westwood Village Rotary Club Foundation/ investment related?: no/ P.O. Box 24114,Los Angeles,CA/Charity/Fraternal Organization which does Charity work/I am one of the Foundation board of managers. I was asked if I could handle their Foundation account. I would not be a signer and I would not be directing trades. This account is about $1.3 millions. The investment plan is to how 2 or 3 ETF's and cash in the account./ Time reqd during work hours? no| DBKB Properties LLC/ 918 Manning Avenue, Los Angeles, CA, 90024 US/ Partnership/ Help blind mother manage some real estate/ start date: 7/16/2021/ RENTAL PROPERTY - LEXINGTON; INV RELATED; EL MONTE,CA; RENTAL;4% OWNERSHIP; START DATE: 06/13/2008; 10 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - POINT ; INV RELATED; LOS ANGELES,CA; HOME;100% OWNERSHIP; START DATE: 03/01/2008; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-06
• S63 Uniform Securities Agent State Law Examination
  1993-06-01