Andy Wayne Allen

Charles Schwab & Co., Inc.

Claim This Profile

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2022-10-11

NE RA
APPROVED

Since 2022-10-11

Branch Locations

Omaha, NE • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade Inc.	Bellevue	NE	04/2006	06/2024
Author/Marketing Book	Omaha	NE	12/2010	12/2020
Charles Schwab & Co., Inc	Omaha	NE	03/2023	Present

04/2006 → 06/2024

Td Ameritrade Inc.

Bellevue, NE
12/2010 → 12/2020

Author/Marketing Book

Omaha, NE
03/2023 → Present

Charles Schwab & Co., Inc

Omaha, NE

Previous Registrations

2008-10-31 → 2022-10-14

Td Ameritrade, Inc.

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE

Omaha, NE
2008-10-31 → 2016-07-26

Td Ameritrade Investment Management, Llc

Omaha, NE

Omaha, NE

Other Businesses

1) Convicted Innocents | Investment Related:No|Legal Services|Director|3/25/2024|Less than 20|0|Solicit donations and distribute funds

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-22

S66 Uniform Combined State Law Examination

2008-10-22

View on SEC IAPD

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor