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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-14 |
Branch Locations
284 N Franklin Turnpike Ste 1, Ramsey, NJ 07446 • United States
284 N Franklin Turnpike Suite 1, Ramsey, NJ 07446 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | West Nyack | NY | 11/2014 | 09/2023 |
| Lpl Financial Llc | Ramsey | NJ | 09/2023 | Present |
1- 07/2023 / Wagner Management Group inc / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2- 07/2023 / Real Estate Rental / Co-owner of property / Investment Related / NJ 07446 / start date 01/01/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-26 |
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