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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| KS | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Braden Financial Services | Clay Center | KS | 10/2007 | Present |
| Investacorp Inc | Miami | FL | 11/2012 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 02/2015 | 07/2020 |
| Securities America, Inc. | Clay Center | KS | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Clay Center | KS | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Clay Center | KS | 06/2024 | Present |
1. ROTARY INTERNATIONAL POSITION: member NATURE: Rotary international, Clay Center KS Chapter service organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2016 ADDRESS: 432 Court Street, Clay Center KS 67432, United States DESCRIPTION: member 2. JMG, LLC POSITION: Member/Co-Owner NATURE: Real estate holding LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 1101 5th Street, Clay Center KS 67432, United States DESCRIPTION: I am a voting member of this LLC and 50% owner. 3. CLAY CENTER COMMUNITY IMPROVEMENT FOUNDATION POSITION: board member NATURE: Non profit Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2017 ADDRESS: 432 Court, Clay Center KS 67432, United States DESCRIPTION: Board member at large 4. BRADEN FINANCIAL SERVICES, INC. POSITION: President NATURE: DBA/Fixed Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 1101 5th Street, Clay Center KS 67432, United States DESCRIPTION: Licensed life and long term care agent. Sell and process life and long term care policies. I am the president of Braden Financial Services, Inc. and therefore make all management decisions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-05 |
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