Best Investors Account Sign in
Current Employers
Wager Wealth Management And Financial Planning Llc

Longmont, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-21
TX RA APPROVED_RES 2016-10-11
  • CO RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED_RES
    Since 2016-10-11

Branch Locations

Longmont, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Guerin Fin'L Svs. Denver CO 11/1994 01/2017
Wager Wealth Management And Financial Planning, Llc Denver CO 10/2016 Present
Previous Registrations
  • 1997-07-08 → 2016-12-31
    Guerin Financial Services,Ltd.
    Denver, CO
Other Businesses

1. NIWOT YOUTH SPORTS FIELD AND SOFTBALL, DIRECTOR. PO BOX 125 NIWOT, CO 80544. NOT FOR PROFIT. NOT INVESTMENT RELATED. TIME SPENT= LESS THAN 10% EACH MONTH DURING OFF-SEASON; 40% OF TIME DURING SEASON . 2. SVVSD- SCHS HIGH SCHOOL, SOFTBALL COACH. 4901 NELSON ROAD LONGMONT, CO 80503. NOT INVESTMENT RELATED. TIME SPENT= LESS THAN 5% EACH MONTH DURING OFF-SEASON; 40% OF TIME DURING SEASON. 3. NIWOT YOUTH SPORTS, TREASURER, PO BOX 125 NIWOT, CO 80544. NOT FOR PROFIT. NOT INVESTMENT RELATED. TIME SPENT= LESS THAN 10% EACH MONTH. NO COMPENSATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-26
  • S63 Uniform Securities Agent State Law Examination
    1993-01-26

View on SEC IAPD

More in Longmont, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor