Paolo M Thompson

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-27
CT	RA	APPROVED	2026-01-26

TX RA
APPROVED

Since 2026-01-27
CT RA
APPROVED

Since 2026-01-26

Branch Locations

12141 Wickchester Lane Suite 725 [Satellite], Houston, TX 77079 • United States

1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Assoc., Inc.	Houston	TX	05/1999	01/2026
Wells Fargo Advisors Financial Network, Llc	Old Greenwich	CT	01/2026	Present

05/1999 → 01/2026

Raymond James & Assoc., Inc.

Houston, TX
01/2026 → Present

Wells Fargo Advisors Financial Network, Llc

Old Greenwich, CT

Previous Registrations

2005-06-03 → 2026-02-09

Raymond James & Associates, Inc.

Houston, TX

Houston, TX

Other Businesses

PAOLO THOMPSON GP LLC; INV RELATED;KATY,TX; MERCHANT CASH AND STOCK DEAL;90% OWNERSHIP; START DATE: 04/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-02

S66 Uniform Combined State Law Examination

2005-06-02

Designations

View on SEC IAPD