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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-13 |
| CA | RA | APPROVED | 2003-02-04 |
Branch Locations
1990 N. California Blvd. Ste 1050, Walnut Creek, CA 94596-3745 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Walnut Creek | CA | 02/2003 | Present |
| Becker Financial Group | Walnut Creek | CA | 09/2004 | Present |
1. 1/22/2003: BECKER FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA. 2. 9/14/2016: Hillcrest Corporation - Not Investment Related - 3285 Hillcrest Rd., Medford, OR 97504 - Other- Family Business - Start 08/12/2013 - 1 Hour Per Month/0 Hours During Securities Trading - Received 20 shares of non-voting stock in my family's business, Hillcrest Corporation, Medford, OR. Do not have a title, do not have any duties, and do not have any authority with the corporation or shares. 3. 1/9/2018 - Hillcrest Corporation - Investment Related - 3285 Hillcrest Rd., Medford, OR 97504 - Other-Family Business - Started 08/12/2013 - 1 Hours Per Month/0 Hours During Securities Trading - 20 shares of non-voting stock in my family's business, Hillcrest Corporation, Medford, OR. 4. 10/1/2021 - Hillcrest Orchard - Not Investment Related - 3285 Hillcrest Rd., Medford, OR 97504 - For-Profit Board Member - Started 05/07/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Member of an investment committee for the family members of Hillcrest Orchard.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-27 |
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