Steven Elliot Goldman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-05
TX	RA	APPROVED_RES	2016-08-18
NJ	RA	APPROVED	2016-08-17

FL RA
APPROVED

Since 2018-01-05
TX RA
APPROVED_RES

Since 2016-08-18
NJ RA
APPROVED

Since 2016-08-17

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

8234 Pyramid Peak Lane, Boynton Beach, FL 33473 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Mount Laurel	NJ	08/2016	Present

08/2016 → Present

Ubs Financial Services Inc.

Mount Laurel, NJ

Previous Registrations

2009-06-01 → 2016-08-25

Morgan Stanley

Mount Laurel, NJ
2002-03-14 → 2009-06-01

Citigroup Global Markets Inc.

Mt. Laurel, NJ

Mount Laurel, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-28
S63	Uniform Securities Agent State Law Examination	1992-10-20

S65 Uniform Investment Adviser Law Examination

1992-10-28
S63 Uniform Securities Agent State Law Examination

1992-10-20