Stephen Thomas Satterlee

Current Employers

Employment History

• 04/1996 → Present
  Live Oak Financial Group
  Covington, LA
• 11/2011 → 02/2020
  Securities America, Inc.
  Covington, LA
• 11/2011 → 02/2020
  Securities America Advisors Inc.
  Covington, LA
• 02/2020 → Present
  Live Oak Wealth Management, Llc
  Covington, LA
• 02/2020 → 10/2025
  Purshe Kaplan Sterling Investments, Inc.
  Covington, LA
• 07/2026 → Present
  Simplicity Investments
  Summit, NJ

Previous Registrations

• 2011-11-29 → 2020-02-03
  Securities America Advisors, Inc.
  Mandeville, LA
  Covington, LA
• 2010-02-11 → 2011-12-05
  Walnut Street Securities, Inc.
  Mandeville, LA
• 2009-10-14 → 2010-01-29
  Live Oak Advisory Group, Llc
  Mandeville, LA

Other Businesses

1.) LIVE OAK FIN GROUP LLC - 4/1/96 - 7020 Hwy 190 W Service Road, Suite A, Covington, LA 70433 - Owner, Principal, Not Invt Rel, Independent insurance agency, 30 hrs/mo; 30 hrs/mo (during trading hours). 2.) MORNING STAR - 3/1/05 - 7020 Hwy 190 W Service Road, Suite A, Covington, LA 70433 - President, Management, Not Invt Rel, Corporate Management, 30 hrs/mo; 30 hrs/mo (during trading hours). 3.) THOUSAND OAKS LLC - 2/1/05 - 7020 Hwy 190 W Service Road, Suite A, Covington, LA 70433 - Managing Member, Management, Not Invt Rel, Estate planning, 30 hrs/mo; 30 hrs/mo (during trading hours). 4.) LIVE OAK PLACE LLC - 1/1/05 - 7020 Hwy 190 W Service Road, Suite A, Covington, LA 70433 - Managing Member, Management, Not Invt Rel, Real estate mgmt, 30 hrs/mo; 30 hrs/mo (during trading hours). 5.) KENLEE PROPERTIES II - 10/1/12 - 7020 Hwy 190 W Service Road, Suite A, Covington, LA 70433 - Managing Member, Management, Not Invt Rel, Real estate mgmt, 30 hrs/mo; 30 hrs/mo (during trading hours). 6.) LIVE OAK WEALTH MGMT - 4/1/19 - 7020 Hwy 190 W Service Road, Suite A, Covington, LA 70433 - Founder/Principal, Manage firm, Invt Rel, RA firm, 160 hrs/mo; 160 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-13
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Other Names

• Steve Satterlee
• Steve T. Satterlee