Jeffrey Stephen Main

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-01-14
IN	RA	APPROVED	2019-10-18
TX	RA	APPROVED_RES	2019-10-18

FL RA
APPROVED

Since 2021-01-14
IN RA
APPROVED

Since 2019-10-18
TX RA
APPROVED_RES

Since 2019-10-18

Branch Locations

Bloomington, IN • United States

121 North Pete Ellis Drive Suite 101, Bloomington, IN 47408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Martinsville	IN	09/1992	10/2018
J.J.B. Hilliard W.L. Lyons	Martinsville	IN	10/2018	Present
Robert W. Baird & Co. Incorporated	Martinsville	IN	10/2019	Present

09/1992 → 10/2018

J.J.B. Hilliard, W.L. Lyons, Inc.

Martinsville, IN
10/2018 → Present

J.J.B. Hilliard W.L. Lyons

Martinsville, IN
10/2019 → Present

Robert W. Baird & Co. Incorporated

Martinsville, IN

Previous Registrations

1999-02-03 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Martinsville, IN

Bloomington, IN

Martinsville, IN

Other Businesses

1)CARDINAL SPIRITS, NON INVESTMENT-RELATED, BLOOMINGTON, IN, 47404, INVESTOR, 6/2013, 0 HRS/MONTH AND 0 HRS/MONTH DURING TRADING HRS, NO OPERATIONAL INVOLVEMENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-03
S63	Uniform Securities Agent State Law Examination	1992-12-03

S65 Uniform Investment Adviser Law Examination

1999-12-03
S63 Uniform Securities Agent State Law Examination

1992-12-03

Other Names

Jeff Main

View on SEC IAPD